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Case Study Research and Applications: Design and Methods

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This site is intended to enhance your use of  Case Study Research and Applications, Sixth Edition,  by Robert K. Yin. Please note that all the resources on this site are especially geared toward maximizing your understanding of the material. 

Recognized as one of the most cited methodology books in the social sciences, the  Sixth Edition  of Robert K. Yin's bestselling text provides a complete portal to the world of case study research. With the integration of 11 applications in this edition, the book gives readers access to exemplary case studies drawn from a wide variety of academic and applied fields. Ultimately,  Case Study Research and Applications  will guide students in the successful use and application of the case study research method.

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Case Study Research and Applications Design and Methods

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“The book is filled with tips to the researcher on how to master the craft of doing research overall and specifically how to account for multi-layered cases.”

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very thoruogh introduction

Very good introduction to Case Study design. I have used case study approach for my PhD study. I would recommend this book for an indepth understanding of case study design for research projects.

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The book is a really good introduction to case study research and is full of useful examples. I will recommend as the definitive source for students interested in pursuing this further in their projects.

In our Doctor of Ministerial Leadership (DML), Case Study is the Methodology that is required in this program. Robert Yin's book provides the foundational knowledge needed to conduct research using his Case Study design.

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CASE STUDY RESEARCH: DESIGNS AND METHODS (3RD ED.)

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CASE STUDY RESEARCH: DESIGNS AND METHODS (3RD ED.) by Robert K. Yin. Thousand Oaks, CA: Sage, 2003. 181 pp. $26.95.

This third edition of Robert Yin's Case Study Research: Designs and Methods updates and slightly expands earlier editions of the book. The new edition retains much of what made the first two best-selling research methods books, includes new analytic strategies, and explains in greater detail the strengths of different types of case study research. This book also contains what many methods books lack: numerous specific examples of case study data collection, analysis, and interpretation on a wide variety of topics.

Those who have used earlier editions of Yin's book will find the third edition comfortably familiar. As in earlier editions, each chapter opens with an introduction of questions and topics that will be explored, and ends with exercises that are useful guides for reviewing information in the chapter. Readers will be glad to know that the book's straightforward, clearly written style has not been altered.

Chapter one specifies that case study research is most appropriate when researchers are interested in learning how or why something occurs, when the research focuses on contemporary events, and when no controls of behavioral events are necessary. Yin readily acknowledges that the results of case studies are not generalizeable to populations, and that their purpose is to "expand and generalize theories" (p. 10). He makes clear that the case study is "an all-encompassing method" (p. 14), including design, data collection,...

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: Design and Methods , Mar 18, 1994 - - 170 pages

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TitleCase Study Research: Design and Methods

Author
Edition2, illustrated, reprint, revised
PublisherSAGE Publications, 1994
Original fromthe University of Michigan
DigitizedAug 23, 2010
ISBN0803956630, 9780803956636
Length170 pages
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How can ecological product value realization sustainably enhance the well-being of farmers a case study of xingyuan village in china, 1. introduction, 2. literature review, 3. materials and methods, 3.1. study site, 3.2. methods, 3.2.1. semistructured interviews, 3.2.2. non-participatory observation, 3.2.3. document analysis, 3.3. data analysis, 4.1. overview of the xingyuan village, 4.2. mechanisms for promoting farmers’ well-being through epvr, 4.3. economic efficiency in epvr.

Based on the collateralization of carbon sequestration rights, we applied for the first provincial credit from the County Rural Credit Cooperative Union, with a credit line of two million yuan (USD 275,114). The initial credit utilization was 500,000 yuan (USD 68,778), earmarked for the construction of 10 mushroom greenhouses. Each greenhouse generates an annual rental income of 50,000 yuan (USD 6877), contributing 5000 yuan (USD 687) per year to the village’s financial revenue. (Interview on 1 December 2023)
In the process of exploring the path to realizing the value of ecological products, our village’s collective economy has experienced rapid development. In 2017, the collective economic income was less than 100,000 yuan (USD 13,755), and by 2020, it had grown to 372,000 yuan (USD 51,171). In 2021, it reached 633,800 yuan (USD 87,183), and in 2022, it reached 726,000 yuan (USD 99,866). (Interview on 1 December 2023)

4.4. Social Equity in EPVR

Through cooperation with the “Forest Ecological Bank”, the collective income from village forestland increased from 13,500 yuan (USD 1857) per square kilometer per year to 45,000 yuan (USD 6190) per square kilometer per year. For forest farmers, the income from forestland per square kilometer increased from 31,500 yuan (USD 4333) per year to 105,000 yuan (USD 14,443) per year. In a single logging period, the collective income of the village increased by 324,450 yuan (USD 44,630) and the income for all shareholders increased by 757,050 yuan (USD 104,137). (Interview on 8 August 2023)
… the mushroom cultivation industry generates additional income of 40,000 yuan (USD 55,502) to 60,000 yuan (USD 8253) per greenhouse per year for the villagers and 1.2 million yuan (USD 16,506) in revenue for the participating enterprises. These green industries provide numerous employment opportunities for villagers. A total of 260 villagers were employed with an income of 1.3 million yuan (USD 17,882) in 2020, 258 villagers were employed with an income of 1.25 million yuan (USD 17,194) in 2021, and 280 villagers were employed with an income of 1.38 million yuan (USD 18,982) in 2022.

4.5. Environmental Protection in EPVR

The Forest Carbon Offset project should not only focus on the employment and livelihood needs of forest farmers but also continuously carry out forest protection. Development should not be sought at the expense of forest destruction. Our practice effectively balances this issue. (Interview on 8 August 2023)

4.6. Governance Capacity in EPVR

Forest farmers voluntarily participate in equity, forming a community of shared interests, and the awareness of “everyone is a shareholder” has significantly strengthened. The enthusiasm of the vast number of forest farmers for forest protection has been fully mobilized. (Interview on 27 November 2023)
In the past, there were many conflicts at the village level. Through the active participation of various forest farmers in the Forest Carbon Offset Project, everyone is now striving to become “forest guardians” and “firefighters”. Our community has become safer and more stable. (Interview on 27 November 2023)

5. Discussion

6. conclusions, author contributions, informed consent statement, data availability statement, acknowledgments, conflicts of interest.

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Click here to enlarge figure

Dimensions of Sustainable DevelopmentIndicatorsBefore the EPVRAfter the EPVR
Economic EfficiencyDevelopment of Ecological IndustrializationThe primary mode of operation is dispersed management of mountain forests, with lagging development in ecological industries.The “One Yuan Carbon Sink” project involves funds totaling $114,848, while the annual output value of edible mushroom greenhouses is nearly $441,670.
Rural Collective EconomyYear 2017Year 2020Year 2021Year 2022
$13,755$51,171$87,183$99,866
Social EquityPer Capita Annual IncomeYear 2017Year 2020Year 2021Year 2022
$1042$2001$2317$2526
Number of Employed Villagers Year 2017Year 2020Year 2021Year 2022
45260258280
Environmental ProtectionSustainable Ecological ConservationExtensive deforestation is causing damage to the stability of the ecosystem. The forest coverage rate is only 80%.Centralized management of the 6.1 square kilometers of forest land, aiming at strengthening the cultivation and protection of forest resources. The centralized management rate of forest land resources has reached 100%. After EPVR policy, the forest coverage rate has reached 90%, much higher than the county average of 80.55% where the case village is located.
Reasonable Utilization of ResourcesEcological resources are fragmented. Each household has only approximately 0.2 hectares of forest land, and the rate of forest land abandonment due to lack of management has reached 43%.
Governance CapacityInvolvement of VillagersFarmers’ participation in village public affairs is relatively low. The proportion of households joining the cooperative is less than 10%.Farmers, as shareholders of the “Forest Ecological Bank”, are both participants and beneficiaries. The proportion of households joining the ecological bank has reached 90%.
Grassroots Governance CapacityThe level of social capital participation is low, and grassroots governance capacity is weak.The grassroots government, social capital, village collectives, and villagers collectively participate in the process of EPVR. The village collective use a loan of 3,896,500 yuan (USD 536,043) from the “Forest Ecological Bank” to achieve collective action, such as scaling up mushroom cultivation by villagers, through the provision of technology and funding.
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Du, Y.; Wang, J.; Li, J. How Can Ecological Product Value Realization Sustainably Enhance the Well-Being of Farmers? A Case Study of Xingyuan Village in China. Forests 2024 , 15 , 1457. https://doi.org/10.3390/f15081457

Du Y, Wang J, Li J. How Can Ecological Product Value Realization Sustainably Enhance the Well-Being of Farmers? A Case Study of Xingyuan Village in China. Forests . 2024; 15(8):1457. https://doi.org/10.3390/f15081457

Du, Yanqiang, Jiying Wang, and Juankun Li. 2024. "How Can Ecological Product Value Realization Sustainably Enhance the Well-Being of Farmers? A Case Study of Xingyuan Village in China" Forests 15, no. 8: 1457. https://doi.org/10.3390/f15081457

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A New Method to Estimate and Predict the Variation of Dry Friction Coefficient in Ultra-Long Distance Rock Pipe Jacking: A Case Study in Guanjingkou

  • Original Paper
  • Published: 18 August 2024

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yin methodology case studies

  • Chao Li 1 , 2 ,
  • Xinrong Liu   ORCID: orcid.org/0000-0003-2532-4709 2 , 3 , 4 ,
  • Zuliang Zhong 2 , 3 , 4 ,
  • Xiaohan Zhou 2 , 3 , 4 &
  • Nanyun Wang 2 , 3 , 4  

Non-lubricated jacking will be predominantly employed to achieve cost reduction and efficiency during the initial stages of rock pipe jacking. However, a lack of comprehensive scientific understanding regarding dry friction characteristics may significantly elevate the probability of major engineering accidents. The pivotal determinant for these characteristics lies in the dynamic friction coefficient, which inevitably undergoes substantial variations due to changes in jacking distance, speed, and pipe weight. Therefore, in this work, a developed dynamic friction coefficient prediction model with a correlation between the shear velocity (representing the speed of pipe jacking), test times (indicating the distance covered during pipe jacking), and normal pressure (reflecting variations in pipe jacking weight) have been proposed. The results consistently demonstrate that the order of grey relational degree for the test numbers, shear velocity, and normal pressure is determined as V  <  N t  <  F n . When the jacking distance is less than 25 m (500 tests), the dynamic friction coefficient ranges from 0.412 to 0.453; and when exceeding 500 tests, it can be considered that the dynamic friction coefficient stabilizes at approximately 0.404 with negligible variation. In addition, considering the variable dynamic friction coefficient allows for a more precise evaluation of the jacking force, providing a crucial scientific foundation for cost reduction and efficiency engineering development.

The dynamic friction coefficient prediction model (DFPM) has been established.

The grey relational order of the 3TI factors has been determined as V< Nt< Fn.

The DFPM with shear velocity, test times and normal force has been analyzed.

The DFPM with jacking speed, distance and pipe weight has been established.

The reliability of DFPM has been finally validated.

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Acknowledgements

This work is supported by the National Natural Science Foundations for Young Scientists of China (52208391 and 52104076). Doctoral Foundation Project of Guizhou University (2021-78).

This work is funded by National Natural Science Foundations for Young Scientists of China (52208391, Chao Li, 52104076, Xiaohan Zhou), Doctoral Foundation Project of Guizhou University (2021-78, Chao Li).

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State Key Laboratory of Coal Mine Disaster Dynamics and Control, Chongqing University, Chongqing, 400044, China

Xinrong Liu, Zuliang Zhong, Xiaohan Zhou & Nanyun Wang

National Joint Engineering Research Center of Geohazards Prevention in the Reservoir Areas, Chongqing University, Chongqing, 400045, China

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Chao Li: conceptualization, methodology, investigation, and writing—original draft. Xinrong Liu: conceptualization and methodology. Zuliang Zhong: conceptualization, supervision, and visualization. Xiaohan Zhou: conceptualization, supervision, and visualization. Nanyun Wang: visualization, writing—review and editing.

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Li, C., Liu, X., Zhong, Z. et al. A New Method to Estimate and Predict the Variation of Dry Friction Coefficient in Ultra-Long Distance Rock Pipe Jacking: A Case Study in Guanjingkou. Rock Mech Rock Eng (2024). https://doi.org/10.1007/s00603-024-04019-w

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    As Yin points out, each chapter can stand alone, yet it is linked to the other stages of the research process. In Chapter One, How to know whether and when to use case studies as a research method, Yin compares case study methods with other forms of research: experimental, survey, archival, analytic, and historical.

  13. (PDF) Robert K. Yin. (2014). Case Study Research Design and Methods

    Thousand Oaks, CA: Sage. 282 pages. (ISBN 978-1-4522-4256-9). Reviewed by Trista Hollweck, University of Ottawa Robert K. Yin's Case Study Research Design and Methods (2014) is currently in its fifth edition and continues to be a seminal text for researchers and students engaged in case study research.

  14. Case study research : design and methods : Yin, Robert K : Free

    Case study research : design and methods by Yin, Robert K. Publication date 1994 Topics Case method, Social sciences -- Research -- Methodology Publisher Thousand Oaks : Sage Publications Collection internetarchivebooks; printdisabled; inlibrary Contributor Internet Archive Language

  15. CASE STUDY RESEARCH: DESIGNS AND METHODS (3RD

    This third edition of Robert Yin's Case Study Research: Designs and Methods updates and slightly expands earlier editions of the book. The new edition retains much of what made the first two best-selling research methods books, includes new analytic strategies, and explains in greater detail the strengths of different types of case study research.

  16. Case Study Research and Applications: Design and Methods

    Recognized as one of the most cited methodology books in the social sciences, the Sixth Edition of Robert K. Yin′s bestselling text provides a complete portal to the world of case study research. With the integration of 11 applications in this edition, the book gives readers access to exemplary case studies drawn from a wide variety of academic and applied fields.

  17. PDF Case Study Research and Applications or post, copy, not

    nfinished business that goes beyond this sixth edition. Three topics especially deserve your attention: (1) the role of plausible rival explanations, (2) case-based compared with variable-based approaches to designing and conducting case study research, and (3) the relationsh. p between case study research.

  18. Case Study Research: Design and Methods

    All sellers ». Case Study Research: Design and Methods. Robert K. Yin. SAGE Publications, Mar 18, 1994- Reference- 170 pages. This best-selling book focuses on case study design and analysis as a distinct research tool with wide applicability. It has now been carefully revised, updated, and expanded to include a discussion of the debate in ...

  19. Yin Case Study Research Design and Methods

    Case Study Research: Design and Methods Fourth Edition provides the researcher with definitive resource on Yin's approach to case study research. The fifth in a series of 51 titles in the Applied Social Research Methods Series by Sage Publications, Case Study Research: Design and Methods Fourth Edition is a must for all case study researchers.

  20. Three Approaches to Case Study Methods in Education: Yin ...

    Three Approaches to Case Study Methods in Education: Yin, Merriam, and Stake . Bedrettin Yazan . University of Alabama, Tuscaloosa, Alabama . Case study methodology has long been a contestedterrain in social sciences research which is characterized by varying, sometimes opposing, approaches espoused by many research methodologists.

  21. PDF DEFINING THE CASE STUDY

    1. question: case studies most useful for answering how, why. 2. propositions, if any to help problematize your question (e.g., organizations collaborate because they derive mutual benefit). 3. units of analysis (a neighborhood or a small group; a new technology or an innovation process?)

  22. Case study research : Robert K. Yin : Free Download, Borrow, and

    Case study research by Robert K. Yin. Publication date 2009 Topics Case method, Social sciences -- Research -- Methodology Publisher Sage Publications Collection internetarchivebooks; printdisabled; inlibrary Contributor Internet Archive Language English

  23. Case Study Research: Design and Methods (Applied Social Research

    Providing a complete portal to the world of case study research, the Fourth Edition of Robert K. Yin's bestselling text Case Study Research offers comprehensive coverage of the design and use of the case study method as a valid research tool. This thoroughly revised text now covers more than 50 case studies (approximately 25% new), gives fresh attention to quantitative analyses, discusses ...

  24. Forests

    The case study method is an empirical research approach that investigates and analyzes a phenomenon or a specific problem in the real world, ... Yin, R.K. Case Study Research: Design and Methods; SAGE: Thousand Oaks, CA, USA, 2014. [Google Scholar] Eisenhardt, K.M. Building theories from case-study research.

  25. Improved method for quantitative fault sealing ...

    Herein, we adopt the calculation methods from Yin et al. (2018) who have demonstrated efficacy in the study area: (3) (4) where σ H denotes the maximum horizontal principal stress (MPa), σ h represents the minimum horizontal principal stress (MPa), μ s signifies the Poisson ratio of rocks, P p stands for the formation pore pressure (MPa), α ...

  26. A New Method to Estimate and Predict the Variation of Dry ...

    International Society for Rock Mechanics suggested method for determining the basic friction angle is shown in Fig. 2a-d (Alejano et al. 2018; Tang et al. 2021). All the tilt tests presented in this study were carried out on three-core method, as described in Fig. 2c, presenting "l/d" ratios equal to 2.6 and "d" not lower than 50 mm.