Clinical efficacy not assessed
AAb , autoantibodies, FDR , first-degree relative, ECL , electorchemiluminescenc
There is a general consensus that T1D is a complex and heterogeneous disease, yet debate remains as to the driving etiology behind disease progression. That said, the presence of insulin- and GAD-specific autoreactive lymphocytes in peripheral blood and the confirmation of T and B cell infiltrates in human islets before and persisting after disease onset clearly support an autoimmune pathogenesis [ 24 – 26 , 27•• , 28 , 29 ]. Diabetogenic lymphocytes are thought to initiate a cascade that bypasses normal regulatory checkpoints resulting in epitope and antigenic spreading, the emergence of multiple autoantibodies (AAb), and progressive β cell destruction ( Fig. 1 ), with various steps throughout this process likely permitted or aggravated by T1D risk loci.
Pathways involved in T1D pathogenesis and targeted therapies tested to date. Although prior trials with immunotherapies have not resulted in remission of T1D, numerous trials have been successful in transiently altering the landscape of islet autoimmunity yielding valuable mechanistic lessons that can help guide future therapeutic intervention. Harnessing the tolerogenic power of the gut or formulations for peripheral immunization provides the basis for antigen-specific therapies, such as oral insulin and GAD-alum, which aim to induce antigen-specific CD4 + CD25 high FOXP3 + Tregs and, secretion of tolerogenic cytokines resulting in reduced islet-specific T eff and CTL responses (1). Several immunotherapeutics are directed at depleting autoreactive T cells and/or thwarting their activation, which may lead to a chronic exhaustion of T effs and induction of tolerance. These include methyldopa (2), teplizumab (anti-CD3) (3), ATG (4), Alefacept (LFA-3/Fc fusion protein targeting CD2) (5), and Abatacept (CTLA-4/Fc fusion protein blocking CD80/86–CD28 interaction) (6). Stimulation of T regs has been the subject of several trials. Low-dose IL-2 preferentially sustains T reg expansion (7), while replenishing the T reg compartment through adoptive cell transfer may serve to restore immunoregulation in T1D (8). B cell depletion via rituximab (anti-CD20) seeks to impede B cell-mediated antigen presentation and activation of diabetogenic T cells (9). Proinflammatory cytokine blockade may act to prevent deleterious effects on β cell survival and function in the islet microenvironment (10), while β cell-specific therapies that promote survival may avert loss of β cell mass and function (11). (This figure is original but was created, in part, with adapted art images from Servier Medical Art, from Creative Commons user license Attribution 3.0 Unported [CC BY 3.0]; https://creativecommons.org/licenses/by/3.0/ )
T1D incidence is 15–20 times higher in first-degree relatives (FDR) of people with T1D compared with unaffected relatives [ 30 , 31 ]. Additionally, T1D concordance in monozygotic twins is about 65% by age 60 versus ~ 6–7% between dizygotic twins and non-twin siblings [ 31 – 33 ]. Of the 57 currently identified loci associated with T1D risk (curated at http://www.immunobase.org ) [ 34 , 35 ], the human leukocyte antigen (HLA) locus predominates risk (~ 50%) with all other loci contributing minimally (odds ratios (OR), ~ 1.10–2.38) [ 36 – 38 ]. The HLA is the most polymorphic locus in the human genome, and haplotypes ranging from highly susceptible to highly protective have been reviewed extensively [ 30 , 39 ]. Notably, the HLA DR4-DQ8 and DR3-DQ2 allele types confer the most risk with OR of 11 and 3.6, respectively, and an additive OR of ~ 40 in individuals carrying both haplotypes [ 31 , 39 ]. Generally, the pathogenic mechanisms by which HLA mediates T1D are thought to revolve around antigen presentation, but whether it is due to central tolerance/thymic selection or T cell activation in the periphery is not fully elucidated. Although intensely studied, the pathogenic mechanisms by which HLA and non-HLA genes collectively mediate T1D are not conclusively known. Several individual loci do have proposed mechanisms (reviewed in [ 30 , 31 ]) with the preponderance of candidate genes having functional immunological roles, including genotype:phenotype associations impacting T cell receptor (TCR), co-receptor, and cytokine signaling pathways. Hence, genetics not only influence who will develop T1D but also which etiologies or T1D “endotypes” (i.e., subtypes of the condition defined by distinct pathophysiological mechanisms encompassing a person’s clinical features and response to treatment [ 27•• , 40 ]) are manifested by individuals following development of islet autoimmunity, altogether resulting in disease heterogeneity.
Initiation of islet autoimmunity is associated with HLA, where children up to 6 years of age carrying DR4-DQ8 tend to seroconvert to insulin AAb (IAA), while those carrying DR3-DQ2 tend to seroconvert to GAD65 AAb (GADA) [ 41 ]. Therefore, interventions designed to prevent islet autoimmunity rely heavily on genetic risk for cohort stratification. To date, this has largely been done by identifying individuals with FDRs affected by T1D who also carry one or more of the high-risk HLA loci [ 42 ]. However, since the vast majority of individuals with T1D have no family history of T1D, such strategies miss large swaths of subjects that eventually progress to T1D. Conversely, relying on HLA alone to stratify the general population (as opposed to family-based) cohorts identifies too many false positives having insufficient specificity for T1D progressors [ 30 , 43 , 44 ]. Influences for non-HLA genes on progression from multiple AAb to clinical disease have also been shown [ 45 – 47 ]. Additionally, a recent genome wide association study (GWAS) described novel associations between age at T1D diagnosis and the 6q22.33 chromosomal region encoding protein tyrosine phosphatase receptor kappa ( PTPRK ) and thymocyte-expressed molecule involved in selection ( THEMIS ), both of which serve critical roles in thymic T cell development [ 48 ]. To assist in cohort stratification, cumulative genetic risk score (GRS) models measuring both HLA and non-HLA risk have been constructed via logistic regression algorithms. These GRS models demonstrate that the inclusion of non-HLA loci into a cumulative risk score increase model accuracy for classification of subjects as patients or controls [ 31 , 49 ]. Further, they are able to predict progressors [ 49 , 50 ], discern T1D from other forms of diabetes [ 51 , 52 ], and describe the prevalence of T1D onset in individuals over 30 years of age [ 53 ]. Recently, it was shown in the prospective TEDDY study cohort that a GRS model can improve the identification of infants with >10% risk of developing multiple AAb by age 6 years versus the population risk of 0.4% [ 4 ]. With further refinement, validation, and longer follow-up, GRS models have the potential to serve as standard clinical tools to greatly enhance the feasibility of primary prevention trials, particularly as genotyping costs continue to decline making population-based screenings feasible. Importantly, widespread adoption will depend on the discovery of interventions specifically targeting disease-associated pathways.
Serological biomarkers.
Seroconversion to multiple AAb positivity is currently the most reliable predictor of T1D progression [ 54 ] ( Table 2 ). Radioimmunoassays (RIA) are the gold standard for detection of the major autoantibodies: IAA, GADA, insulinoma-associated protein 2 AAb (IA-2A), and zinc transporter 8 AAb (ZnT8A) [ 55 – 58 ], and augmentation of current T1D GRS models with RIA-based AAb assays or multiplexed electrochemiluminescence (ECL) assays shows promise and should prove useful in identifying subjects who are most likely to benefit from early immunotherapeutic intervention [ 50 , 89 ].
Biomarkers of type 1 diabetes risk and progression
Pathway | Biomarker | Assay | Analyte(s) measured | Considerations | References |
---|---|---|---|---|---|
Humoral autoimmunity | AAb | RIA | IAA, GADA, IA-2A, ZnT8A | [ – ] | |
ELISA | GADA, IA-2A, ZnT8A | [ ] | |||
ECL | IAA, GADA | [ , – ] | |||
Cellular autoimmunity | Autoreactive T cells | Multimer staining | Autoreactive T cells specific for the interrogated antigen | [ , ] | |
ELISpot | Spots corresponding to single cells secreting cytokines in response to autoantigen stimulation | ||||
AIRR analysis | TCR CDR3 sequences | [ , ] | |||
Autoreactive B cells | Flow cytometry | Peripheral blood | [ , ] | ||
β Cell dysfunction or death | Elevated fasting PI:C ratio | Dual-label time-resolved fluorescence immunoassay | Proinsulin and C-peptide | [ – ] | |
Elevated cfDNA unmethylated | SYBR green qRT-PCR; TaqMan qRT-PCR; NGS of 6 contiguous methylation sites within the promoter | cfDNA unmethylated | promoter displays a hypomethylated signature cfDNA was elevated in circulation prior to T1D onset in AAb positive individuals, particularly in those who progressed to T1D versus non-progressors, and declined rapidly following diagnosis | [ – ] | |
miRNA | miRNA qRT-PCR miRNA microarray | miRNA contained in exosomes and microvesicles as well as free miRNA | [ – ] |
AAb , autoantibodies; RIA , radioimmunoassay; ELISA , enzyme-linked immunosorbant assay; ECL , electrochemiluminescence; IAA , insulin autoantibody; GADA , GAD65 autoantibody; IA-2A , insulinoma-associated protein-2 autoantibody; ZnT8A , zinc transporter 8 autoantibody; IASP , Islet Autoantibody Standardization Program; PI:C ratio , serum proinsulin to C-peptide ratio; cfDNA , cell-free DNA; NGS , next-generation sequencing; miRNA , microRNA; TCR , T cell receptor; AIRR , adaptive immune receptor repertoire; CDR3 , complementarity determining region 3
Given the mounting evidence for intrinsic β cell stress in T1D pathophysiology [ 90 ], biomarkers measuring β cell dysfunction or death, such as elevated fasting serum proinsulin: C-peptide ratio [ 67 – 74 ] and elevated unmethylated INS cell-free DNA (cfDNA) [ 75 – 80 ] ( Table 2 ), may also improve screening and inform therapeutic interventions aimed at interdicting autoimmunity (reviewed below), promoting β cell survival/expansion/replacement (e.g., verapamil [ 91 ], stem cell therapy [ 92 ]), reducing β cell stress (e.g., etanercept [ 93 ]), and restoring β cell function (e.g., Gleevec [ 94 ], sitagliptin [ 95 ]). The short half-life of cfDNA in circulation is a notable limitation, but studies investigating methylation patterns in other β cell genes are underway, offering the potential to combine these assays into methylation signature panels [ 96 , 97 ]. Furthermore, circulating unmethylated INS cfDNA and/or PI:C ratio could serve as outcome measures. As but one example from a clinical trial, a significant decline in unmethylated INS cfDNA was observed at 1 year in teplizumab-treated subjects versus placebo [ 76 ]. Given that unmethylated INS cfDNA and/or PI:C ratio biomarkers assess β cell death and dysfunction in real-time, combining these assays with immunophenotyping and large-scale-omics may guide future therapeutic selections.
Detection of β cell stress in those with high GRS and/or AAb positivity may facilitate identification of subjects who will likely benefit from drugs aimed at preventing effector T cell (T eff ) activation or co-stimulation [ 98• , 99 – 101 , 102• , 103 – 105 , 106• , 107 ] alone or in conjunction with therapies promoting β cell survival/replication (e.g., small molecules studied in vitro and in vivo [ 108 ]). Finally, various microRNAs (miRNAs) are dysregulated in the circulation of T1D patients [ 86 , 109 ] and have been shown to regulate β cell function (reviewed in [ 110 ]; Table 2 ). While still developmental in terms of application to clinical trials, exosomes as well as free miRNAs represent a new class of biomarkers to potentially improve the prediction of T1D and differentiate disease etiologies.
Novel methods for isolation, expansion and characterization of islet-infiltrating lymphocytes are offering new insights on T cell clones with specificity for neoepitopes, such as defective ribosomal products (DRiPs) and hybrid insulin peptides (HIPs) as well as those previously identified [ 111 – 117 ]. A multitude of data on the diversity of the T cell repertoire as well as information regarding evolution of clonal expansion within the islet microenvironment [ 24 , 63 , 117 ] provide promising avenues for epitope discovery, functional analysis of islet-reactive T cells, and development of novel biomarkers of autoreactivity ( Table 2 ). As next-generation sequencing (NGS) continues to become more affordable, adaptive immune receptor repertoire (AIRR) analyses may emerge as a robust tool to identify predictive biomarkers of T1D; moreover, AIRR may guide development of tailored antigen-specific therapies, TCR-redirected regulatory T cells (T reg ) [ 118 , 119 ], and drugs targeting T cell autoreactivity.
Prevention of T1D is predicated on early identification of high-risk subjects and application of an effective intervention prior to disease progression. In support of this notion, T1D was recently reclassified, with consensus support from the JDRF, Endocrine Society and American Diabetes Association, to include three distinct stages, two of which are “preclinical.” Specifically, stage 1 T1D is defined by the presence of two or more AAb and normal glucose metabolism, while stage 2 is defined by AAb positivity with impaired glucose metabolism. Stage 3 T1D is defined by the onset of clinical or symptomatic disease ( Table 3 ) [ 120 ]. Over the past 25 years, most prevention efforts have targeted antigen-based or generally regarded as safe (GRAS) interventions. However, given the lack of efficacy noted with these approaches, more potent immune-altering agents are now being considered.
Classification of type 1 diabetes stages related to autoimmunity and dysglycemia [ 120 ]
Features | Symptom presence | |
---|---|---|
Stage 1 | ≥ 2 AAb, normoglycemia | Asymptomatic |
Stage 2 | ≥ 2 AAb, dysglycemia | Asymptomatic |
Stage 3 | Meets biochemical criteria for diabetes | Typically symptomatic |
GRAS supplements administered to genetically at-risk infants prior to the development of autoimmunity were the targets of the T1D TrialNet NIP and ENDIT trials [ 12 , 14 ] while TRIGR, BABYDIET, and FINDIA attempted to modulate or eliminate early exposures to potentially antigenic components (i.e., gluten or bovine insulin in infant formula [ 8 , 121 , 122 ]) ( Table 1 ). Sadly, none of these trials showed efficacy in delaying or preventing T1D [ 8 ]. That said, neither antigen-specific nor immunomodulatory therapies have been tested in the primary prevention setting (before the presence of islet AAb). Notably, the Pre-POINT study, which only had a mechanistic outcome [ 13 ], recently utilized high-dose oral insulin therapy in high-risk HLA, AAb-negative FDRs and elicited a mucosal anti-insulin IgA response, an IgG response, and promoted CD4 + FOXP3 + CD127 − T reg cells. These data support the notion that exposure of the intestinal epithelium to T1D-specific autoantigens prior to seroconversion and initiation of islet autoimmunity may induce tolerance via TGF-β and IL-10 producing DCs that subsequently drive T reg responses to the same tolerized antigens [ 13 , 123 ]. Recent and ongoing analyses of longitudinal data generated from the DIPP and TEDDY cohorts are unveiling pre-seroconversion biomarkers (e.g., gut microbiome, metabolomics, lipidomic, and proteomic profiles) of eventual T1D progression that might improve our ability to determine candidates for early antigen specific or immunomodulatory therapy [ 124 – 128 ].
Formulations of islet autoantigens have been tested as “vaccinations” in secondary prevention in an effort to induce tolerance through promotion of T reg and downregulation of autoreactive T eff . Specifically, oral or intranasal preparations of insulin and insulin peptides are thought to encounter the gut-associated lymphoid tissue (GALT) or mucosa and with repeated exposure, induce insulin-specific T reg [ 17 ] capable of suppressing insulin-reactive T eff and CTLs via secretion of regulatory and anti-inflammatory cytokines (e.g., IL-10, IL-4, TGF-β, etc.), IL-2 competition, and through cell contact-dependent mechanisms ( Fig. 1 ) [ 118 , 129 – 133 ].
The prevention of spontaneous and adoptive cell transfer of autoimmune diabetes in rodent models [ 123 , 134 – 137 ] through exposure to oral insulin led the way for several large clinical trials using insulin as a primary target-antigen through oral and intranasal routes of administration (efficacy and mechanistic outcomes are detailed in Table 1 and reviewed in [ 138 ]). Unfortunately, no individual study has been able to meet primary endpoints to delay or prevent T1D in those at risk [ 13 , 17 , 18 , 20 , 139 ]. That said, these trials do suggest that oral or intranasal insulin may elicit tolerogenic immune responses capable of delaying T1D in specific subsets of individuals [ 17 , 18 , 20 ]. Specifically, of subjects with high IAA titers, those with loss of first phase insulin response demonstrated delayed progression and potential benefit from oral insulin [ 20 ]. In DIPP, those likely to progress had higher levels of insulin-specific IgG1 and IgG3 [ 15 ], potentially necessitating addition of a synergistic therapy when that mechanistic outcome is seen. As such, the ongoing development of biomarkers that prospectively identify these subgroups may allow primary prevention trials of oral insulin alone or in conjunction with pre-conditioning agents (e.g., anti-thymocyte globulin (ATG), anti-CD3, or Abatacept).
Similar to insulin, the use of GAD bound to an aluminum hydroxide adjuvant (GAD-alum) has been unsuccessful in preventing progression to T1D in at-risk children with multiple AAb [ 21 ]. New-onset intervention trials, which also failed to preserve β cell function, demonstrated GAD-specific immune responses including elevated GAD AAb levels [ 140 , 141 ], increased GAD-induced secretion of IL-5, IL-10, IL-13, IL-17, IFNγ, and TNF-α, but not IL-6 or IL-12 by PBMC [ 140 , 142 ], increased CD4 + CD25 high FOXP3 + T reg cell frequency [ 143 ], reduced CD4 + CD25 + T cell frequency [ 143 ], as well as increased FOXP3 and TGF-β mRNA expression in whole PBMC [ 140 , 142 ] ( Table 1 ). Interestingly, in the new-onset trial, a subgroup of clinical responders (defined as < 10% loss of AUC C-peptide from baseline) exhibited higher GAD-induced secretion of Th2-associated cytokines (IL-5 and IL-13) 1 month after treatment ( Fig. 1 ) [ 142 , 143 ]. These findings again suggest that biomarkers capable of selecting responders could support future GAD-directed trials especially when considered in combination with agents having complementary/synergistic mechanisms of action (MOA).
Tcells play an essential role in disease progression in the NOD mouse and agents have been used to both target T eff populations and prevent the acquisition of autoreactive memory T cells in human T1D. TrialNet’s teplizumab (anti-CD3) ( NCT01030861 ) and abatacept (CTLA-4 Ig) ( NCT01773707 ) secondary prevention trials in at-risk relatives (stage 1 or 2 T1D) are currently ongoing. The mechanisms at play in each of these trials are detailed further below and in Fig. 1 , but T cell-directed therapies are a logical step in the prevention arena to interdict before critical loss of β cells.
Because functional β cell mass declines precipitously during the first year or longer following T1D onset (stage 3) [ 144 , 145 ], numerous therapeutics have been trialed in recently diagnosed patients [ 98• , 99 – 101 , 102• , 103 , 105 , 106• , 107 , 146 – 162 ]. While an in-depth discussion of each interventional approach is beyond the scope of this review, we have summarized recent interventional approaches in Table 4 and their proposed mechanisms in Fig. 1 ). Below, we review selected interventional approaches that are most likely to be guided by the application of novel biomarkers.
Mechanisms targeted and clinical response in trials for treatment of stage 3 (new onset) T1D
Clinical trial intervention | Cell subsets and cytokines affected by therapy | Presumed targeted pathways | Clinical trial outcome and responders | Reference |
---|---|---|---|---|
Cyclosporin + methotrexate (placebo-controlled, not blinded) | No change in WBC, PMN, lymphocyte count | No mechanistic analyses available, drugs showed efficacy in other autoimmune diseases | 12-month HbA1c lower and daily insulin dose lower (4/7 off insulin temporarily) | [ ] |
Rituximab (anti-CD20) (placebo-controlled, partial blinding) (TN05) | CD19 depletion, reduced IgM levels | Altered antigen presentation by B cells, reduced cytokines in pancreas or pLN | 12-month AUC C-peptide higher, daily insulin dose lower, HbA1c lower; younger age tended toward greater response | [ , ] |
Teplizumab (anti-CD3) (placebo-controlled, multiple dosing regimens, blinded) (Protégé Trial) | Transient decrease in CD4 and CD8 T cells, transient increase in FOXP3 CD8 T cells | Transient margination and apoptosis of T cell subsets; preferential depletion of T | 24-month AUC C-peptide higher (secondary endpoint), 5% off insulin at 12 months; initial primary endpoint (< 0.5 u/kg/day insulin and HbA1c < 6.5% at 1 year) not met; younger age with more effect, in addition to lower insulin use and HbA1c and higher C-peptide at baseline | [ , ] |
Otelixizumab (chimeric anti-CD3) (placebo-controlled, partial blinding) | Placebo-treated subjects with a decrease in CD4 and increase in CD8 between baseline and 6 months compared with steady values in treated subjects | Downregulation of pathogenic T cells and upregulation of T | High-dose (48–64 mg total ChAglyCD3); lower daily insulin dose over 48 months (especially younger subjects); changed primary endpoint from C-peptide AUC (glucagon clamp) due to low compliance, though 80% higher than placebo; no difference in HbA1c | [ ] |
Otelixizumab (chimeric anti-CD3) (placebo-controlled, blinded) (DEFEND Trial) | Transient lymphocyte reduction (36.3% relative to baseline); transient reduction in CD4 CD25 FOXP3 T cells during dosing but no difference following; decreased CD3/TCR saturation on CD4 T cells | Downregulation of pathogenic T cells and upregulation of T | Low-dose (3.1 mg otelixizumab); no difference from placebo in 12-month AUC C-peptide, HbA1c, or insulin dose | [ , ] |
Thymoglobulin (ATG) (placebo-controlled, partially blinded) (START Trial) | CD4 and CD8 T cells depleted and remain below baseline at 24 months with partial reconstitution (T , T , T ); T not significantly depleted; IL-10, CRP, SAA elevated early | Precipitous fall in most T cell subsets leading to unfavorable T /T ratio that persisted for 24 months leading to an inability to preserve C-peptide | High-dose ATG (6.5 mg kg ); no difference in AUC C-peptide at 12 and 24 months (less decline in older subjects, post hoc analysis significant at 24 months); no difference in daily insulin dose or HbA1c; one treated subject insulin free at 24 months | [ , ] |
ATG + G-CSF | Decreased CD3/CD8, CD19/CD8, CD4/CD8 ratios (up to 24 months); elevated FOXP3 Helios T ; no difference in T /T , CD45RO, or CD45RA T | Less severe T cell depletion with faster recovery than high-dose ATG with preservation of T (presumed synergism with G-CSF but only 1 treatment group) | Low-dose ATG (2.5 mg kg ) + G-CSF in established disease (4–24 months); pilot study; 12-month (and 24) AUC C-peptide not significant (p = 0.05); no difference in HbA1c or daily insulin dose; responders were older, on less baseline insulin | [ , ] |
ATG + G-CSF (placebo-controlled, blinded) (TN19) | Decreased CD4 T cells and CD4/CD8 ratio; preserved CD8 T cells in both ATG and ATG + G-CSF groups | Low-dose ATG (and ATG + G-CSF) led to preservation of T ; but without significance in the group with added G-CSF (synergism not apparent) | 3 arms (low-dose ATG alone, ATG + G-CSF, placebo) in new onset disease; 12-month AUC C-peptide higher in ATG alone compared with placebo; HbA1c reduced in both ATG and ATG + G-CSF groups; no difference in daily insulin dose | [ ] |
Abatacept (CTLA-4/Fc fusion protein) (placebo-controlled, blinded) (TN09) | Decreased CD4 T (CD45RO CD62L ); increased CD4 T (CD45RO-CD62L ); decreased T (CD4 CD25 ) | Reduction in central memory CD4 T cells and increase in naïve cells was seen in C-peptide preservation | 24-month AUC C-peptide higher; HbA1c lower; no difference in daily insulin use; new onset disease; drug given over 24 months | [ , ] |
Ex vivo-expanded autologous CD4 CD127 CD25 polyT egs (open-label, dose-escalation) | Increased expression of CD25, CTLA-4, and LAP in expanded T ; decrease in CD56 CD16 NK; increased percentage of CCR7 T | Increased function of expanded T (in vitro suppression assays); increased IL-2-driven pSTAT5 response; decrease in NK cells | Primary endpoints of safety and feasibility were met; transient increases in T in recipients, retention of Treg FOXP3 CD4 CD25 CD127 phenotype; study not powered for conclusions on secondary metabolic endpoints (C-peptide); small study with 4 dosing cohorts | [ ] |
Autologous hematopoietic stem cell transplant (AHSCT) (single-arm, open-label) | Lower CD4 T , higher CD8 T , and increased CD8 CD28 CD57 T cells in those with longer insulin remission; no change in autoreactive CTL frequency | Temporary reestablishment of self-tolerance; expansion of immunoregulatory T cells, inhibition of effector memory T cells, and lower baseline autoreactive CTLs led to higher metabolic responsiveness to AHSCT | Short-term (< 3.5 years) insulin remission in 10 subjects, long-term (≥ 3.5 years) insulin remission in 11 subjects; AUC C-peptide increased from baseline to 48 months (longer in long-term responders); lower autoreactive CD8+ T cell at baseline led to higher C-peptide post-AHSCT | [ ] |
Alefacept (LFA-3/Fc fusion protein) (placebo-controlled, blinded) (T1DAL Trial) | Decreased CD4 , CD8 T cells; CD4 : increased % T , decreased T , T ; CD8 : decreased T , T , no difference T ; no change in T | Targeting of memory T cells with sparing of T and T ; impairing CD2-mediated costimulation | 12-month 2-h AUC C-peptide showed no difference (primary endpoint); 4-h AUC C-peptide higher; lower insulin use; no difference in HbA1c | [ ] |
Alpha-1-antitrypsin (acute phase reactant) (open label, dose escalation) (RETAIN) | Decreased IL-6 and IL-1β | Inhibition of pro-inflammatory cytokines and the NF-κB pathway | Primary endpoints of safety and tolerability were met; secondary endpoints: 2-h AUC C-peptide, HbA1c, insulin usage were studied but no placebo group for comparison | [ , ] |
Canakinumab (anti-IL-1 mAb) and Anakinra (IL-1R antagonist) (placebo-controlled, blinded) | Decreased PMN; decreased expression of IL-1 regulated genes | Anti-IL-1 affects gene expression/transcription; ontological analyses suggest reduced inflammation and increased T activity | 12- and 9-month results, from the two trials, respectively, showed no difference in AUC C-peptide; no difference in HbA1c or insulin dose | [ , ] |
Proleukin (IL2) (placebo-controlled, blinded, phase 1/2) | Dose-dependent increase and persistence in CD4 FOXP3 , CD8 FOXP3 T numbers, and proportions | Expansion and activation of T | Low-dose IL-2 at three concentrations and placebo group; primary outcome change in T from days 1 to 60; significant increase above placebo at all 3 doses in proportion of T | [ , ] |
Etanercept (anti-TNF- ) (placebo-controlled, blinded, pilot) | N/A | Blocking TNF- is suspected to decrease local inflammation, lymphocytic invasion and cytokine-mediated β cell death | 6-month AUC C-peptide was higher, HbA1c and insulin dose were lower | [ ] |
Sitagliptin + lansoprazole (DPP-4 inhibitor + PPI) (placebo-controlled, blinded) (REPAIR-T1D) | N/A | Suspected promotion of β cell growth and protection from insulitis | Within 6 months of diagnosis; 12-month primary outcome 2-h AUC C-peptide after covariate analysis showed no difference; no difference in HbA1c or insulin use | [ ] |
Verapamil (calcium-channel blocker) (placebo-controlled, blinded) | N/A | Inhibition of β cell apoptosis through decreased thioredoxin-interacting protein (TXNIP) expression and preservation of glucose homeostasis | Primary endpoint AUC C-peptide significantly increased at 3 and 12 months compared to baseline; lower increase in insulin requirements; fewer hypoglycemic events (secondary endpoints) | [ ] |
ATG , anti-thymocyte globulin; G-CSF , granulocyte-colony stimulating factor; TN , Type 1 Diabetes TrialNet; T reg , regulatory T cell; T n , naïve T cell; T cm , central memory T cell; T em , effector memory T cell; CRP , C-reactive protein; SAA , serum amyloid A
Emerging data suggest that immunotherapeutics aimed at depleting T eff and CTL (i.e., anti-CD3, ATG, Alefacept) harbor more intricate immunomodulatory mechanisms than originally postulated. For instance, responders to Teplizumab (anti-CD3) exhibited a partial T cell exhaustion phenotype that was not terminally differentiated but characterized by expression of KLRG1, TIGIT, and EOMES [ 166•• ]. Following Alefacept treatment, Rigby et al. observed a temporary downregulation of T em with their recovery after 24 months corresponding to a decline in C-peptide parallel to that of placebo [ 167• ]. Similarly, mechanistic data derived from the ATG/G-CSF pilot trial revealed increased frequencies of FOXP3 + Helios + T regs with concomitant augmentation of PD-1 expression for up to 18 months following treatment, which correlated with C-peptide AUC in responders [ 98• ]. Further, this combinatorial therapy increased CD16 + CD56 high NK cells, a phenotype associated with immunoregulatory and tolerogenic properties [ 98• , 168 , 169 ].
IL-2 signaling plays a non-redundant role in T reg development, serving as a prime therapeutic target to augment T reg responses in T1D ( Fig. 1 ). While initial attempts at targeting this pathway using high dose IL-2 and rapamycin transiently induced T reg expansion, this trial was plagued by deleterious effects on β cell function as a result of toxicity induced by rapamycin and concomitant expansion of NK cells and eosinophils [ 170 ]. More recently, safety and dose-finding investigations of low-dose IL-2 regimens have shown more promise, preferentially sustaining T regs with no detrimental effects on glucose metabolism [ 153 , 154 ].
As a logical progression in the immunotherapy space, adoptive cell therapies (ACT), such as those used in settings of graft-versus-host disease (GVHD) [ 171 – 175 ], are under study in T1D [ 118 , 163 , 176 ] ( Fig. 1 ). Approaches under preclinical or clinical investigation include mesenchymal stem cells (MSC) [ 177 – 180 ], embryonic stem cells (ESCs) [ 181 ], induced pluripotent stem cells (iPSCs) [ 182 , 183 ], and T reg cellular therapy (reviewed in [ 118 ]) derived from peripheral blood, bone marrow, adipose tissue, or umbilical cord blood (UCB) [ 176 ]. An ongoing multicenter trial using autologous peripheral blood-derived T regs ( NCT02691247 ) has completed enrollment, and trials of ex vivo expanded autologous UCB-derived T regs in new-onset T1D patients are being planned [ 176 ]. From these trials, we may be able to derive responders and non-responders to autologous T reg ACT, whether due to low numbers or poor function of T regs Mechanistic studies and biomarker discovery efforts may drive our ability to generate tailored T reg therapies. For example, in individuals with low T reg numbers, ex vivo T reg expansion and reinfusion may be sufficient, whereas for those with impaired T reg function, lentiviral transfection or CRISPR-Cas9 gene editing may be used to restore T reg signaling or stabilize FOXP3 expression and suppressive capacity. Moreover, suppression via chimeric antigen receptor (CAR) technology or TCR redirected T reg “avatars” [ 119 ] may be most effective at targeting T regs to the organ of interest and avoiding off-target immune suppression.
The presentation of islet auto-antigenic peptides via MHC molecules to the TCR is an essential driver for activation of autoreactive T cells [ 117 ]. Thus, blockade of this interaction has been the subject of intense investigation. Use of molecular docking screens led to the identification of methyldopa as a therapeutic for preventing recognition of proinsulin peptides presented in the context of the high-risk HLA-DQ8 molecule [ 184 ]. Methyldopa is now under investigation in at-risk individuals ( NCT03396484 ), and studies are ongoing to identify blocking agents for other autoantigen-HLA combinations.
Protecting β cells from inflammatory onslaught represents an additional avenue for T1D intervention. The cytokine milieu within the local islet microenvironment not only serves to direct the crosstalk between innate and adaptive cells, but these soluble factors may have direct deleterious effects on pancreatic β cell function and survival. As such, functional blockade of pro-inflammatory cytokines, such as IL-6, IL-1β, IL-12, and TNF-α, may serve to curtail local islet inflammation and cytokine-induced β cell death [ 93 , 155 – 157 , 185 ]. Additionally, a trial has been initiated testing the utility of Gleevec (imatinib mesylate), which is well known for the treatment of chronic myelogenous leukemia (CML), as a β cell restorative therapy ( NCT01781975 ). This tyrosine kinase inhibitor has been shown to improve β cell function in NOD β cells (by inhibiting negative regulation of insulin secretion) and insulin sensitivity in CML patients with type 2 diabetes [ 94 , 186 ]. Moreover, through inhibition of Bcr-Abl, Gleevec is able to mitigate downstream activation of phosphatidylinositol 3-kinase signaling, endoplasmic reticulum stress, and cytokine-induced β cell death [ 187 , 188 ]. Finally, stem cell differentiation into insulin-producing cells might eventually facilitate β cell replacement without the need for islet isolation from HLA compatible organ donors [ 92 , 189 , 190 ]. Best implemented in combination with immunomodulatory treatment, stem cell derived β-like cells would be particularly useful in patients with low stimulated C-peptide production (indicative of functional β cell mass), but challenges associated with terminal differentiation, phenotyping and function have slowed progress toward their clinical application (recently reviewed [ 191 ]).
Subgroups of T1D patients identified based on lymphocytic profiles in peripheral blood and within the pancreatic islets suggested that B cell or Tcell-targeting immunotherapies may have utility in specific cohorts [ 27•• ]. Indeed, in the past decade, clinical trials have demonstrated transient efficacy in new-onset T1D and enabled the designation of subjects as clinical (i.e., preservation of baseline AUC C-peptide) or immunological responders (i.e., alteration of the immunophenotype) and non-responders. The rituximab (anti-CD20) and teplizumab/otelixizumab (anti-CD3) trials tended toward greater clinical response in younger subjects [ 102• , 103 , 147 – 149 ]; whereas, the opposite was seen for the ATG (responders were 22–35 years old) and pilot ATG/G-CSF studies (responders’ mean age was 27.5 years) ( Table 4 ) [ 98• , 99 – 101 ]. In the Abatacept trial, there was a lack of effect seen in HLA-DR3-negative subjects (unrelated to age) [ 104 ], supporting the use of genetic determinants to guide treatment selection. Outliers also provide unique opportunities to understand mechanism. For example, from the ATG/GCSF study in established T1D, four subjects maintained C-peptide above baseline beyond 24 months and mechanistically, were found to have a transient increase in FOXP3 + Helios + T reg at 6 months [ 98• ]. Conversely, rare placebo-treated subjects demonstrate higher C-peptide at study endpoint than baseline [ 99 , 100 ] suggesting a need for sufficiently powered studies to determine the clinical, genetic, and immunologic features of these cases. Because definitions of “responder” and the type/complexity of data collected vary between trials, data can rarely be compared across studies. Moreover, not all individuals will respond to the same MOA suggesting that varied disease endotypes may be at play. Interestingly, some consistencies were found across trials: (1) subjects with higher baseline C-peptide perform better and (2) the eventual outcome after cessation of therapy (i.e., gradual decline in β cell function parallel to the placebo group) seems inevitable with current modalities. Altogether, these findings support initiatives to intervene early in the disease, to re-treat at intervals based on immune and metabolic biomarkers, and to implement combination therapies targeting multiple MOA in T1D. On the other hand, the observation that many patients maintain detectable levels of stimulated C-peptide for at least a few years after diagnosis suggests that meaningful benefit may also be possible even at later time points [ 144 ], and indeed, a recent study enrolled patients who had disease for up to 2 years [ 98• , 99 ].
To better understand how to provide personalized and efficacious care, the field may benefit from further defining distinct endotypes to predict how subjects with T1D will respond to different immune therapies. The currently available mechanistic data can be used to pick the next therapeutic agent(s), beginning with small trials and mechanistic endpoints. The establishment of a database and structured analytical pipeline for higher order analyses and future cross-trial comparisons is needed. With this, there is a need to standardize a “minimum mechanistic analysis” (e.g., human immunophenotyping by flow cytometry, GRS, functional and epigenetic analyses of polyclonal and antigen-specific T and B cells) in addition to assays for β cell function/survival to facilitate post hoc analyses, potential discovery of unexpected MOAs, and to eventually enable individualized biomarker-informed treatment decisions.
Lessons from immunotherapy/combo therapy in other autoimmune diseases and cancer.
To move immune therapy for T1D forward, there is a need to adopt lessons learned from the treatment of other autoimmune diseases. For example, inflammatory bowel disease (IBD), juvenile idiopathic arthritis (JIA), and rheumatoid arthritis (RA) not only have standardized clinical and mechanistic outcomes, but also apply combination therapies, re-treatment for continued immune modulation, as well as therapies based on endotype determination (e.g., poly-articular JIA versus mono-articular JIA responds to different therapeutic interventions) [ 192 – 194 ]. Cancer immunotherapy protocols similarly employ a mechanism-driven approach based on genetic and other biomarkers (e.g., Gleevec and its specific targeting of the Bcr-Abl chimeric oncogene named the Philadelphia chromosome responsible for over 90% of CML cases) [ 195 ]. Finally, transplant medicine, where immunosuppressive therapies were first developed, now involves immunomodulatory ACT to prevent and treat GVHD [ 196 ] supporting current trials of T reg ACT in T1D. Low-dose IL-2 has also been used in GVHD with promising results [ 197 , 198 ].
Through advances in composite genetic risk models that incorporate HLA and minor risk alleles [ 51 , 52 , 199 ], it may be possible to not only predict T1D but also identify specific pathway targets with sufficient confidence to enact more precise and personalized interventions prior to the development of autoimmunity or β cell dysfunction/destruction. For example, given the known associations between specific HLA haplotypes and first AAb reactivities [ 200 , 201 ], we may be able to select autoantigen-specific or epitope-blocking therapies (e.g., methyldopa) to prevent initial seroconversion or T cell activation in certain high-risk individuals. We expect that a pre-treatment risk assessment with genetic and circulating biomarkers will estimate a person’s likelihood of response with a given therapeutic MOA (e.g., T eff , T reg , B cell, β cell, antigen-specific, or combinations thereof) to inform tailored T1D therapies in the future.
Optimizing the timing of intervention(s) may be just as important as drug selection for optimizing clinical efficacy. For example, while rituximab demonstrated only transient benefit in a subset of new-onset T1D patients [ 148 ], early B cell depletion in pre-stage 1 disease may effectively prevent B cell-T cell interactions required for autoimmune activation and islet infiltration [ 202 – 204 ]. Along those lines, antigen-specific therapies, such as insulin and GAD, provided in pre-stage 1 to those with high-risk DR4 and DR3 haplotypes, respectively, may prevent the expansion/activation of early autoreactive clonotypes. Moving forward, we must identify the best biomarkers to direct therapies for each stage of disease (pre-stage 1 T1D though established T1D).
While no permanent alteration to the immune environment has occurred following immunotherapy in T1D, a delay in C-peptide loss by 9 or more months has been reported with B cell and T cell targeting agents [ 98• , 99 , 105 , 106• , 107 , 147 , 148 ]. We expect durable preservation of C-peptide may require retreatments with immunomodulatory agents, potentially with additional agents aimed at inducing durable tolerance to autoantigens. Hence, the safety and efficacy of repeated dosing and/or sequential agent administration needs to be determined, and immune and metabolic biomarkers are needed to establish the appropriate timing for re-treatment, though waning of the tolerogenic T cell profile may serve as a starting point.
Although the prior trials have not resulted in complete remission of T1D, numerous trials have been successful in transiently altering the landscape of islet autoimmunity yielding valuable mechanistic lessons that can help guide future therapeutic intervention. The amalgamation of genetic predisposition and environmental factors alter the equilibrium between immunogenic and tolerogenic responses. Whether T1D occurs through defects in central tolerance, a breakdown in peripheral tolerance, viral infection, altered microbiome, dietary exposures, molecular mimicry, or the combination [ 205 , 206 ] remains to be determined, but there is a clear autoimmune signature marked by autoreactive T and B cell clones that precedes the decline in β cell mass resulting in hyperglycemia [ 24 , 27•• , 207 ]. Ultimately, the common goal for each immunotherapy is to restore adaptive immune balance by promoting not only T reg but potentially driving T cell exhaustion and reducing autoreactive T eff and T em activities. We expect that this will be best achieved by early detection and intervention, along with the use of combination or sequential treatment with antigen-specific, β cell-directed, immunomodulatory, and/or cellular therapies. There is no one size fits all in the treatment of autoimmune disease, and that is especially true of T1D. New and emerging biomarkers will allow for targeted approaches in those with T1D who share common pathogenic mechanisms.
The authors would like to thank Dr. Mark A. Atkinson for his comments and critical review of the manuscript.
This effort was supported by grants from the NIH (P01 AI42288 and R01 DK106191 to TMB; F30 DK105788 to BNN), the JDRF (post-doctoral fellowships to LMJ (3-PDF-2018–579-A-N) and DJP (2-PDF-2016–207-A-N)), the Leona M. and Harry B. Helmsley Charitable Trust, and the McJunkin Family Charitable Foundation.
T1D | Type 1 diabetes |
nPOD | Network for Pancreatic Organ donors with Diabetes |
AAb | Autoantibodies |
FDR | First-degree relatives |
HLA | Human leukocyte antigen |
OR | Odds ratios |
TCR | T cell receptor |
IAA | Insulin autoantibody |
GADA | GAD65 autoantibody |
GWAS | Genome wide association study |
GRS | Genetic risk score |
RIA | Radioimmunoassays |
IA-2A | Insulinoma-associated protein 2 autoantibody |
ZnT8A | Zinc transporter 8 autoantibody |
ECL | Electrochemiluminescence |
cfDNA | Cell-free DNA |
T | Effector T cell |
miRNAs | MicroRNAs |
DRiPs | Defective ribosomal products |
HIPs | Hybrid insulin peptides |
NGS | Next-generation sequencing |
AIRR | Adaptive immune receptor repertoire |
T | Regulatory T cells |
GRAS | Generally regarded as safe |
GALT | Gut-associated lymphoid tissue |
ATG | Anti-thymocyte globulin |
GAD | Alum GAD bound to an aluminum hydroxide adjuvant |
MOA | Mechanisms of action |
ACT | Adoptive cell therapies |
GVHD | Graft-versus-host disease |
MSC | Mesenchymal stem cells |
ESCs | Embryonic stem cells |
iPSCs | Induced pluripotent stem cells |
UCB | Umbilical cord blood |
CAR | Chimeric antigen receptor |
CML | Chronic myelogenous leukemia |
IBD | Inflammatory bowel disease |
JIA | Juvenile idiopathic arthritis |
RA | Rheumatoid arthritis |
Conflict of Interest Laura M. Jacobsen, Brittney N. Newby, Daniel J. Perry, Amanda L. Posgai, Michael J. Haller, and Todd M. Brusko declare that they have no conflict of interest.
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The pharma giant presented results from the late-stage clinical trials of its once-weekly insulin at an annual diabetes meeting in europe.
Eli Lilly ( LLY ) said on Tuesday that its experimental weekly insulin, efsitora, worked just as well as daily doses for patients with type 1 diabetes in a late-stage clinical trial. However, the study also found that the drug carried a higher risk of severe low blood sugar — a similar outcome of Novo Nordisk’s ( NVO ) rival drug.
The pharma giant presented detailed results from the phase 3 clinical trial, QWINT-5, of its weekly insulin efsitora at the European Association for the Study of Diabetes (EASD) annual meeting in Madrid today.
The QWINT-5 trial involved 692 participants from around the globe with type 1 diabetes that were being treated with daily basal insulin and multiple daily mealtime insulin injections.
Over the course of a year, some of the participants were given weekly doses of efsitora while others were given daily doses of traditional insulin.
After 26 weeks, participants taking the weekly efsitora saw their A1C levels drop an average of 0.53%. For comparison, patients in the trial taking daily insulin saw their A1C levels fall 0.59%. A1C tests measure a patient’s blood sugar levels over a three-month period .
“These results underscore the potential of efsitora to help some people living with type 1 diabetes lower their A1C with only one basal insulin injection per week, while also highlighting the complexity of treating this chronic disease,” said Jeff Emmick, senior vice president of product development at Eli Lilly, in a statement.
However, Eli Lilly noted that serious adverse events were higher among the efsitora group when compared with the daily insulin group. This was driven by severe hypoglycemic — low blood sugar — events.
The estimated rate of severe hypoglycemic events per patient over one year was 0.14 for efsitora and 0.04 for daily insulin.
Eli Lilly-rival Novo Nordisk had the same issue with its experimental, once-weekly insulin Awiqli. This low blood sugar risk for people with type 1 diabetes was one of the reasons Awiqli was rejected by the U.S. Food and Drug Administration earlier this summer.
“Now, we acknowledge that the higher rates of severe hypoglycemia in QWINT-5 are a potential concern,” Paul Owens, an Eli Lilly vice president of global brand development, told Quartz. “Patients should always talk to their healthcare provider and work together with and determine the best treatment option that is best for them.”
He added that the company is continuing to asses the data to determine how to best mitigate this risk.
Eli Lilly also presented today at EASD detailed results of its QWINT-2 trial. This trial found that efsitora also worked just as well as daily insulin on patients with type 2 diabetes. The presentations come less than a week after the pharma company announced top-line results of its other efsitora trials, QWINT-1 and QWINT-3 .
“The results we’ve shared from the collective QWINT program add to the growing body of evidence [on] the potential for once-weekly to be a transformative treatment option for people living with type 2 and some people with type 1 diabetes,” Owens said.
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French researchers have developed a new drug delivery system that could cut the dosing schedule for the type 2 diabetes and weight control drug semaglutide to just once a month, according to new research to be presented at this year's annual meeting of The European Association for the Study of Diabetes (EASD), Madrid (9-13 Sept).
"Glucagon-like peptide-1 agonist (GLP-1) drugs have transformed type 2 diabetes care, but weekly injections can be burdensome for patients. A single shot a month could make it much easier for people living with diabetes or obesity to stick to their drug regimens, improving quality of life and reducing side effects and diabetes complications," said lead author Dr. Claire Mégret from ADOCIA, Lyon, France, the biotechnology company who developed the hydrogel.
Semaglutide works by mimicking the hormone glucagon-like peptide 1 (GLP-1), and is currently authorized for the treatment of type 2 diabetes patients with insufficient glycaemic control and long-term weight management.
Clinical studies suggest that adherence to injected semaglutide is 39-67% for type 2 diabetes patients at one year, and 40% for patients who take the drug for weight loss. Similarly, adherence to daily oral pill formulations is around 40% at one year.
Long-acting delivery formulations could increase drug efficacy and safety by maintaining steady drug levels in the body at optimal concentrations.
The new hydrogel delivery platform uses two innovative degradable polymers that are chemically bound to one another to form a gel, but allow slow, sustained release of soluble peptides over 1 to 3 months.
A small dollop of gel, known as a 'depot,' of the semaglutide-laden hydrogel is injected under the skin. The challenge is to formulate the hydrogel to entrap the peptides to limit initial burst (early release) of semaglutide molecules and, at the same time, to allow smooth release and controlled dissolving of the gel over one month, without generating toxic molecules." Dr. Claire Mégret from ADOCIA, Lyon, France
Several formulations of the hydrogel were tested in vitro to investigate the drug release rate, duration of action, and semaglutide load to define the best candidate.
The researchers found that the hydrogel could be easily injected using an off-the-shelf needle. Additionally, the gel started forming within minutes of mixing, ensuring sufficient time for the injection while minimizing spread at the injection site, so that the depot is small enough to be comfortable and inconspicuous. In vitro drug release assessments for all formulations showed extended and constant release rates over 1 to 3 months. The researchers also found that the release duration could be tailored through optimization of the hydrogel properties and loading.
The hydrogel-semaglutide formulation was also tested in six laboratory rats. In the rats, a single injection of the hydrogel-based therapy, showed limited burst (early release) and a regular release over a one-month period.
Importantly, the hydrogel was well tolerated with no inflammatory reaction over the treatment period. "Our pre-clinical results demonstrate that the regular, slow release of semaglutide over one month after administering a single dose, with limited early release, is achievable. Next we will be testing the hydrogel platform in pigs, whose skin and endocrine systems are most similar to those in humans. If that goes well, we will move forward the platform development by expecting clinical trials within the next few years," said Dr. Mégret.
Diabetologia
Posted in: Medical Research News | Medical Condition News | Pharmaceutical News
Tags: Agonist , Biotechnology , Diabetes , Drug Delivery , Drugs , Efficacy , Endocrine , GLP-1 , Glucagon , Glucagon-like Peptide-1 , Hormone , Hydrogel , in vitro , Laboratory , Obesity , Peptides , Polymers , Research , Semaglutide , Skin , Type 2 Diabetes , Weight Loss
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